courant.com

Supermax On Trial

By ROSELYN TANTRAPHOL And DIANE STRUZZI
Courant Staff Writers

March 8 2005

On a summer afternoon nearly seven years ago, inmate Duane W. Ziemba ripped the intercom panel off the inside of his 7-by-12 cell at Northern Correctional Institution in Somers. He wrapped a towel around the metal plate and smashed it against the sprinkler to protest his transfer to the prison.

He refused to be cuffed and taken out of his cell, and for the outburst, Ziemba was placed face down on a bed frame, his arms and legs tied down. "Why did you punch me in my face?" he can be heard yelling in a videotape of the incident.

The Middletown man was left in his urine-soaked underwear, and his requests for medical attention were largely ignored over the ensuing 22 hours of restraint, according to his federal lawsuit - and corroborated by a Department of Correction security division investigation.

No one disputes that Ziemba broke a rule. But the lawsuit contends that prison staff denied the mentally ill inmate medication that would have prevented him from acting out. It also alleges that Ziemba suffered from a prison culture that tolerated indifference to the medical needs of inmates, in violation of his constitutional rights.

The case of the 1998 incident, now before the U.S. Court of Appeals, comes at a pivotal period in the history of Northern, Connecticut's only super-maximum-security prison.

"Supermax" prisons are not simply fortresses with extra security; they isolate inmates, severely restricting their movements and interactions with others. Proponents of these facilities, which were built in more than 30 states beginning in the late 1980s, say they create a safer prison environment.

Northern, which opened 10 years ago this month amid much fanfare, has largely accomplished what it was designed to do: deter escapes, gang activity and assaults on staff that had plagued Connecticut's prison system more than a decade ago.

As Northern enters its second decade, however, critics question whether supermaxes are outdated - or worse.

They are expensive to operate and designed to punish, not rehabilitate. As alternative sentencing options become more popular nationwide, supermaxes have begun looking like anachronisms whose bleakness fuels potentially costly lawsuits, places where inmates may grow more violent.

And, in some cases - such as the death row appeal on behalf of serial killer Michael Ross - lawyers and psychiatrists argue that supermaxes work far too well, turning a prison into a place so intolerable that inmates might prefer death over a life buried in a sensory-depriving tomb.

The U.S. Supreme Court is poised to hear arguments that the process for transferring a prisoner into Ohio's supermax violates the inmate's constitutional rights. Another state, Maryland, has decided to abandon the supermax model altogether, concluding that it is inhumane.

Northern Is Born

With its stark gray exterior and bunker-like interior, the $44 million male-inmate facility with 304 cells was the capstone of the largest prison expansion project in state history when it opened.

"The whole intent of Northern is a place you want to have empty," said Peter Matos, a former deputy commissioner of the Department of Correction. Northern's presence, he said, ensures that other prisons become a carrot for good behavior.

Stays at Northern are temporary; in the core program, inmates work through a three-phase program before they can leave. The only permanent residents are those on death row, who live separate from other inmates, in Unit 1 East, and aren't considered part of Northern's general population.

Correction Commissioner Theresa C. Lantz denied requests for a tour of Northern for this article, even though reporters were routinely allowed in just a few years ago. She decided early in her tenure as commissioner - she was appointed in 2003 - that public tours of Northern and of death row were not appropriate, given their security level.

More and more, states are barring journalists from entering supermaxes, so the most detailed descriptions come from lawsuits by jailhouse lawyers and from former inmates.

"When you got out of the van, the first thing you see is ... this long hallway. There's no movement in the hallway, this long hallway; it's like a dream, surreal," said Anthony Oliphant, who entered the prison system on a first-degree larceny conviction.

Oliphant, 46, served two stints at Northern, a total of more than three years. Some, like Oliphant, whose sentence ended in 2002 while he was still incarcerated at Northern, end up being released directly from the prison. In an interview at his New Haven home, he described how difficult it was going from the nothingness of a Northern cell to the constant stimulation of life on the outside.

"They cut you off from everything," he said. "You're pretty much a prisoner in your own body."

"All you've got," he said, "is your own mind."

The Gray Mile

Northern was built at a time of high-profile prisoner riots, escapes and record assaults on correction officers. It was a time when John Rowland took prison insecurity to the gubernatorial campaign trail, saying inmates enjoyed the comfort and freedom of a Club Med getaway.

Reagan-era drug policies had boosted the prison population nationwide. In Connecticut, gangs and changes in sentencing laws made even the maximum-security Somers state prison - built in 1962, and now called the Osborn Correctional Institution - seem ill-equipped to control the men crammed into its 1,600 beds.

Northern would be different.

Inmates would know that it would take months of nearly 23-hour-a-day solitary life inside claustrophobic cells, a push to the edge of human tolerance for some, to even begin earning an exit visa. Doing well in Phase 1 graduated a prisoner to phases 2 and 3, each with a little more freedom and time spent out of cell. But one slip up would set him back.

Every detail, down to the decision to not paint over the concrete, was calculated to send a message.

"You ever see the movie `The Green Mile?'" asked Anthony Hollins, an East Hartford man whose incarceration history stretches to the late 1980s, as he sketched Northern's layout. "You can call that the gray mile."

Hollins, who once eluded police for weeks, and whose charges have included thefts, has been incarcerated several times at Northern. He sat in his mother's house, where he has been living since being released from Garner Correctional Institution last month for his 2004 arrest, and recalled the sounds - metal clashing, inmates yelling.

At one point in relating his experiences, Hollins, 37, stood up, put his hands together and shuffled to show how inmates walk when escorted to an outdoor patch of concrete for an hour of solitary recreation. "You leave one cage to another cage," he said.

A Drop In Assaults

Lantz said Northern deserves some of the credit for the state's 51 percent drop in inmate-on-inmate assaults between 1994 and 2004, and the nearly 50 percent reduction in inmate-on-staff assaults.

Lantz won't call Northern a supermax, which she defines as a facility whose sole mission is segregation and incapacitation. Instead, she insists on referring to Northern as a maximum-security facility.

"When you get into Northern, there's a program and structure that allows the inmate to get through it so he can demonstrate acceptable behavior and demonstrate acceptable compliance so he can get back out," she said.

The first prisoners transferred to Northern, on March 3, 1995, were identified as prison gang leaders who led a work stoppage protest in an Enfield prison.

"Northern was built for a different era," said Leo Arnone, a regional director for the correction department when the supermax opened. "It was a time when gangs were running rampant in large dormitories that were hard to control."

Over the years, transfers to the supermax have included inmates such as John Barletta, who strangled his cellmate at Garner, in Newtown, in March 1999. The two men had been cellmates for just a day when Barletta decided that he had been disrespected. Northern was built for guys like that.

David May, Northern's first warden, said the philosophy of correction officials, especially that of Larry Meachum, who was commissioner while Northern was being built, was to send people there "as punishment, but not for punishment."

"They weren't there so that we could do some sort of a sadistic ritual," May said during a lunch interview. "It was done because they needed to be managed. Lock them up, limit their mobility - but, Jesus, you don't throw scalding water on them."

A year before Northern opened, Vaughn Dortch, a former inmate at California's Pelican Bay State Prison, which gained national notoriety in the '90s for its prisoner abuse stories, settled with that state's correction department for nearly $1 million. Dortch was forced to take a bath in near-boiling water.

"What Meachum didn't want," May said at the lunch, "was for us to [become] Pelican Bay..."

"Which was a disaster," interrupted Arnone, sitting across the table.

"If we were going to be on `60 Minutes,'" May said, "it'd be for something positive."

Would Northern be built today?

"My guess is no," Arnone said. "It would probably cost $100 million today. Who would invest that kind of money without a driving force? The driving force was the turmoil in the prisons."

Inside The Walls

In July 1995, just months after Northern opened, Duane Ziemba landed in the prison system - again. His incarceration history, including an escape from a community release program, dates to the mid-1980s, according to the correction department.

This time, Ziemba was convicted for a string of thefts that included stealing a truck from a Kenny Rogers Roasters construction site in Cromwell.

In 1997, he was transferred for what would be the first of a few stints at Northern. Ziemba returned in August 1998, when he broke the sprinkler. On the videotape of the "cell extraction" - correction's term for removing an unwilling inmate - he eggs on the correction officers escorting him, making combative comments about their job performance.

Ziemba was in need of medication prescribed by doctors at Garner, where he had been moved from, but those meds were not administered after his transfer, according to the lawsuit.

State Attorney General Richard Blumenthal declined to discuss the case because it is on appeal, heading for trial.

Ziemba is currently at Garner.

In 2004, the state's Office of Protection and Advocacy for Persons with Disabilities settled with the correction department to improve treatment for inmates with serious mental illness. Provisions included moving severely mentally ill inmates from Northern to Garner.

Signing Up For Northern

Jon Pepe, a former Navy man, was in the first group of correction officers to sign up to work at Northern.

Pepe said staff members have met the challenges of the facility, in part by being flexible despite working with the toughest population in the system. An officer working two shifts might have to shuttle between a unit with violent inmates to one with nonviolent inmates who have problems with rules.

But too often, said Pepe, president of AFSCME Local 391 of the Connecticut State Prison Employees, correction officers feel they are made scapegoats by the administration. Reporters may no longer be allowed into a facility such as Northern, but video cameras constantly roll. "The videotape can be interpreted millions of ways," he said.

Pepe mentioned cell extractions, which are always ugly. What's left out is context, that the protocol was crafted to keep correction officers safe.

"We're being accused," Pepe said, of excessive force allegations. "We're asking you, the press, or whoever, come in and observe us, look at these abusive conditions - there are none," said Pepe, who noted that in 15 years as a correction officer, he has never been assaulted or accused of excessive force.

But Pepe sees the supermax as a necessity. "Northern really is and can be a deterrent," he said.

Lantz, too, said it continues to serve its purpose.

"I believe it's a humane environment, structured and secure - and it also provides and allows offenders to exercise positive behavior," she said.

Patrick Hynes, the agency's director of offender programs and victim services, said, in fact, that he hears complaints from inmates that they are being bothered by too much interaction.

"We have staff going by their door, checking on them - mental health staff, clergy, unit managers," he said. "Many, many times at Northern, you hear inmates saying, `Stop bothering me, I'm okay, I'm all set.'"

But around the country, challenges to supermaxes continue.

The U.S. Supreme Court will hear an Ohio case at the end of this month examining the constitutionality of how the state sends inmates to its supermax facility.

Maryland is in the process of moving about 100 inmates from its supermax facility to a new one in western Maryland because the state's head of correction doesn't find the concept humane.

"Our supermax is a facility that has no program space at all," said Secretary of Public Safety and Correctional Services Mary Ann Saar. "The inmates are in their cells 23 out of 24 hours. That, in my opinion, is not humane."

Supermax critics say there are also financial reasons to phase out these prisons. The average cost of housing an inmate at Northern, for example, is nearly double the systemwide cost in Connecticut.

David C. Fathi, senior staff counsel of the American Civil Liberties Union's National Prison Project in Washington. D.C., also noted the "de-supermaxing" of what had been supermax facilities in Virginia and Michigan.

ACLU attorneys have argued on behalf of lawsuits in several states, including the one that resulted in Connecticut's settlement over mentally ill inmates last year. Most recently, in February, Indiana's ACLU chapter filed a lawsuit saying that placing mentally ill prisoners in supermax units amounts to psychological torture.

"I hope this fad - this extremely expensive fad - is losing steam," Fathi said.

"Torture isn't just the rack and the thumbscrew - torture is also deprivation of all human contact," Fathi said.

A Plea To Legislature

Room 2C of the Legislative Office Building in Hartford was packed Feb. 23 for the judiciary committee's meeting on a bill allowing same-sex civil unions.

Anthony Hollins, the ex-inmate from East Hartford, didn't know at first what everyone had shown up for, but he knew it wasn't to hear him.

During the public hearing segment of the meeting, Hollins explained why he felt that on March 26, 2001, he shouldn't have been placed in a cell with a man who at the time had 503 disciplinary reports.

The attack sent Hollins to the hospital, and Hollins took his case to the state claims commission, which dismissed it last year. But he is asking the legislature to override the commission's decision.

Hollins - and inmates who have filed lawsuits over double-celling at supermax facilities in Connecticut and elsewhere - say the practice puts them in danger.

"I'm not any angel," Hollins said afterward. "But what happened to me shouldn't have happened. This is not Iraq. This is not Russia."

Copyright 2005, Hartford Courant